ROXANNE KATHLEEN KROLL is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2015-11-23 | present | Yes |
| CREDIT SUISSE SECURITIES (USA) LLC | 2010-05-17 | 2015-12-18 | — |
| UBS INTERNATIONAL INC. | 2009-09-30 | 2009-10-29 | — |
| UBS FINANCIAL SERVICES INC. | 2009-09-30 | 2010-05-20 | — |