Rick Anthony Baray

Rick Anthony Baray is an investment adviser representative (IAR) with state registration records since 2011, appearing at 8 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (8)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2024-10-18presentYes
MML INVESTORS SERVICES, LLC2023-11-162024-10-11
CAMPBELL WEALTH MANAGEMENT, INC.2020-04-142023-11-29
SCHWAB WEALTH ADVISORY, INC.2018-07-162020-04-14
USAA FINANCIAL PLANNING SERVICES2013-12-122016-07-29
J.P. MORGAN SECURITIES LLC2012-10-012013-11-20
CHASE INVESTMENT SERVICES CORP.2012-04-252012-10-01
NEW ENGLAND SECURITIES2011-03-302012-04-02

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