SEAN WILLIAM MCCAULEY is an investment adviser representative (IAR) with state registration records since 2010, appearing at 7 firms. Currently registered with RFG ADVISORY, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RFG ADVISORY, LLC | 2023-03-06 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2016-04-27 | 2023-03-19 | — |
| USAA FINANCIAL PLANNING SERVICES | 2014-02-27 | 2016-04-29 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2012-02-08 | 2014-01-02 | — |
| TD AMERITRADE, INC. | 2012-02-08 | 2014-01-02 | — |
| CHASE INVESTMENT SERVICES CORP. | 2010-07-27 | 2011-06-20 | — |
| EDWARD D. JONES & CO., L.P. | 2010-03-01 | 2010-05-06 | — |