CARY CHARLES CATES is an investment adviser representative (IAR) with state registration records since 2012, appearing at 3 firms. Currently registered with CATES FINANCIAL PLANNING LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CATES FINANCIAL PLANNING LLC | 2017-11-29 | present | Yes |
| GRUNDEN FINANCIAL ADVISORY, INC. | 2014-07-21 | 2016-06-08 | — |
| OSAIC SERVICES, INC. | 2012-06-20 | 2013-06-19 | — |