SWAROOP KUMAR MURKI is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with PRINCIPAL SECURITIES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | 2023-02-06 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2020-11-12 | 2022-12-01 | — |
| FIRST ALLIED ADVISORY SERVICES, INC. | 2012-07-02 | 2020-11-12 | — |
| FIRST ALLIED SECURITIES, INC. | 2012-02-14 | 2012-07-02 | — |