Shannon D James is an investment adviser representative (IAR) with state registration records since 2016, appearing at 3 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2024-08-21 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2021-02-24 | 2024-03-26 | — |
| BERMAN CAPITAL ADVISORS, LLC | 2019-05-17 | 2021-01-19 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2016-03-21 | 2019-05-14 | — |