James Preston Smith

James Preston Smith is an investment adviser representative (IAR) with state registration records since 2013, appearing at 7 firms. Currently registered with SIGNALUP WEALTH, LLC.

Registration history (7)

FirmFromToCurrent
SIGNALUP WEALTH, LLC2025-01-22presentYes
FARTHER FINANCE ADVISORS, LLC2025-01-132025-01-21
SIGNALPOINT ASSET MANAGEMENT LLC2019-05-172025-01-07
AMERIPRISE FINANCIAL SERVICES, LLC2018-06-222019-05-29
INVESTMENT PROFESSIONALS, INC.2015-01-122018-09-25
CETERA INVESTMENT ADVISERS LLC2014-01-212015-03-06
CETERA INVESTMENT SERVICES LLC2013-04-292014-01-21

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