James Patrick Waters is an investment adviser representative (IAR) with state registration records since 2011, appearing at 5 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 2024-02-08 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2020-04-01 | 2024-02-14 | — |
| WOODBURY FINANCIAL SERVICES, INC. | 2019-03-01 | 2020-04-02 | — |
| QUESTAR ASSET MANAGEMENT, INC. | 2018-10-09 | 2019-03-01 | — |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | 2011-02-10 | 2014-01-03 | — |