YING LU

YING LU is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..

Registration history (6)

FirmFromToCurrent
CITIGROUP GLOBAL MARKETS INC.2023-10-13presentYes
CETERA INVESTMENT ADVISERS LLC2020-07-092023-09-15
CETERA INVESTMENT ADVISERS LLC2018-10-242020-02-14
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-11-172016-07-28
HSBC SECURITIES (USA) INC.2014-01-022014-10-27
MORGAN STANLEY SMITH BARNEY LLC2013-08-022013-12-10

More