Farooq Imam

Farooq Imam is an investment adviser representative (IAR) with state registration records since 2011, appearing at 7 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC, FIFTH THIRD SECURITIES, INC..

Registration history (7)

FirmFromToCurrent
FIFTH THIRD SECURITIES, INC.2026-07-08presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2023-08-21presentYes
COMERICA SECURITIES2019-10-302023-11-06
CITIGROUP GLOBAL MARKETS INC.2017-09-182019-11-16
J.P. MORGAN SECURITIES LLC2015-12-222017-09-27
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-12-152016-01-07
WELLS FARGO CLEARING SERVICES, LLC2011-11-182014-12-02

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