ROGER AINSWORTH GRAHAM is an investment adviser representative (IAR) with state registration records since 2011, appearing at 4 firms. Currently registered with BRAINTRUST CAPITAL, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| BRAINTRUST CAPITAL, LLC | 2022-10-06 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2019-06-14 | 2022-03-21 | — |
| UBS FINANCIAL SERVICES INC. | 2014-09-19 | 2019-06-26 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2011-09-05 | 2014-10-15 | — |