SHANE DAVID PHILLIPS

SHANE DAVID PHILLIPS is an investment adviser representative (IAR) with state registration records since 2011, appearing at 4 firms. Currently registered with PROVENANCE WEALTH ADVISORS, LLC.

Registration history (4)

FirmFromToCurrent
PROVENANCE WEALTH ADVISORS, LLC2015-03-30presentYes
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2015-02-042023-08-25
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2013-12-062014-12-16
ROBERT W. BAIRD & CO. INCORPORATED2011-09-212013-08-22

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