JAMES THEODORE SMALLING is an investment adviser representative (IAR) with state registration records since 2013, appearing at 3 firms. Currently registered with ALLWORTH FINANCIAL, L.P..
| Firm | From | To | Current |
|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | 2014-01-16 | present | Yes |
| PATHWAY STRATEGIC ADVISORS | 2013-10-08 | 2014-01-09 | — |
| PRINCIPAL SECURITIES, INC. | 2013-09-09 | 2013-09-25 | — |