JAMES N WHITT

JAMES N WHITT is an investment adviser representative (IAR) with state registration records since 2012, appearing at 6 firms. Currently registered with FIRST CITIZENS INVESTOR SERVICES, INC., FIRST CITIZENS ASSET MANAGEMENT, INC.

Registration history (6)

FirmFromToCurrent
FIRST CITIZENS ASSET MANAGEMENT, INC2022-10-19presentYes
FIRST CITIZENS INVESTOR SERVICES, INC.2022-09-09presentYes
CUSO FINANCIAL SERVICES, L.P.2018-08-132022-08-31
SORRENTO PACIFIC FINANCIAL, LLC2013-07-252018-08-14
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.2013-05-232013-08-12
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2012-02-152012-12-18

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