Ying Juan Xie is an investment adviser representative (IAR) with state registration records since 2012, appearing at 7 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2021-11-12 | present | Yes |
| LPL FINANCIAL LLC | 2021-08-25 | 2021-10-27 | — |
| HSBC SECURITIES (USA) INC. | 2018-06-14 | 2019-12-24 | — |
| LPL FINANCIAL LLC | 2017-03-21 | 2017-09-11 | — |
| BANCWEST INVESTMENT SERVICES, INC. | 2016-07-07 | 2016-12-01 | — |
| CETERA INVESTMENT ADVISERS LLC | 2014-01-21 | 2015-07-30 | — |
| CETERA INVESTMENT SERVICES LLC | 2013-01-22 | 2014-01-21 | — |
| WADDELL & REED | 2012-02-14 | 2012-09-13 | — |