TONY PENG is an investment adviser representative (IAR) with state registration records since 2013, appearing at 4 firms. Currently registered with HSBC SECURITIES (USA) INC..
| Firm | From | To | Current |
|---|---|---|---|
| HSBC SECURITIES (USA) INC. | 2025-08-06 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2023-07-27 | 2025-07-29 | — |
| HSBC SECURITIES (USA) INC. | 2020-08-21 | 2023-07-31 | — |
| CETERA INVESTMENT ADVISERS LLC | 2018-03-14 | 2020-07-31 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2013-06-21 | 2018-03-12 | — |
| NEW ENGLAND SECURITIES | 2013-03-07 | 2013-06-19 | — |