Brian Francis is an investment adviser representative (IAR) with state registration records since 2012, appearing at 6 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2024-10-17 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2020-01-31 | 2024-10-22 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2017-12-07 | 2020-01-13 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2016-07-11 | 2017-12-15 | — |
| INVESTORS CAPITAL CORP. | 2015-07-16 | 2016-06-28 | — |
| FISHER ASSET MANAGEMENT, LLC | 2014-09-22 | 2015-01-21 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2012-11-20 | 2014-08-27 | — |