Robert James Stapleton

Robert James Stapleton is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
COMMONWEALTH EQUITY SERVICES, LLC2019-07-05presentYes
WESTERN INTERNATIONAL SECURITIES, INC.2017-08-212019-07-02
FINANCIAL WEST GROUP2013-11-082017-08-21
TD AMERITRADE, INC.2013-10-182013-11-05
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2013-10-172013-11-05

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