Herbert H Ludlam

Herbert H Ludlam is an investment adviser representative (IAR) with state registration records since 2013, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (4)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2019-05-21presentYes
HARMONY ASSET MANAGEMENT LLC2019-03-192019-05-17
RAYMOND JAMES & ASSOCIATES, INC.2015-09-222019-02-28
MORGAN STANLEY SMITH BARNEY LLC2013-01-022015-09-25

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