JAMES GREGORY SWEET is an investment adviser representative (IAR) with state registration records since 2015, appearing at 5 firms. Currently registered with MAI CAPITAL MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MAI CAPITAL MANAGEMENT, LLC | 2025-12-16 | present | Yes |
| COURT PLACE ADVISORS LLC | 2019-10-25 | 2025-12-01 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2017-06-26 | 2019-10-16 | — |
| TD AMERITRADE, INC. | 2017-06-26 | 2019-10-16 | — |
| T. ROWE PRICE ADVISORY SERVICES, INC. | 2015-03-04 | 2017-05-25 | — |