LU YU is an investment adviser representative (IAR) with state registration records since 2015, appearing at 2 firms. Currently registered with TRANSGLOBAL ADVISORY, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| TRANSGLOBAL ADVISORY, LLC | 2025-07-17 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-08-10 | 2022-05-12 | — |