JAMES PATRICK PHILLIPS is an investment adviser representative (IAR) with state registration records since 2015, appearing at 4 firms. Currently registered with FIRST TRUST ADVISORS LP.
| Firm | From | To | Current |
|---|---|---|---|
| FIRST TRUST ADVISORS LP | 2023-07-19 | present | Yes |
| GUGGENHEIM INVESTMENTS | 2016-07-15 | 2023-08-04 | — |
| NORTHCOAST ASSET MANAGEMENT LLC | 2016-01-04 | 2016-06-27 | — |
| KOVITZ INVESTMENT GROUP, LLC | 2015-02-12 | 2015-12-31 | — |