MARK ANTHONY MONTES DE OCA is an investment adviser representative (IAR) with state registration records since 2017, appearing at 5 firms. Currently registered with MIDWESTERN SECURITIES TRADING COMPANY, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MIDWESTERN SECURITIES TRADING COMPANY, LLC | 2023-06-28 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2020-07-15 | 2023-06-10 | — |
| TD AMERITRADE, INC. | 2018-02-27 | 2019-09-11 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2018-02-26 | 2019-09-11 | — |
| SCOTTRADE INVESTMENT MANAGEMENT | 2017-08-15 | 2018-02-26 | — |