NICHOLAS KATES PELLETIER is an investment adviser representative (IAR) with state registration records since 2014, appearing at 2 firms. Currently registered with FIRST TRUST ADVISORS LP.
| Firm | From | To | Current |
|---|---|---|---|
| FIRST TRUST ADVISORS LP | 2022-09-15 | present | Yes |
| VIRTUS INVESTMENT ADVISERS, LLC | 2014-06-12 | 2019-10-15 | — |