PHILLIP EPTING

PHILLIP EPTING is an investment adviser representative (IAR) with state registration records since 2014, appearing at 4 firms. Currently registered with CAPFINANCIAL PARTNERS, LLC.

Registration history (4)

FirmFromToCurrent
CAPFINANCIAL PARTNERS, LLC2020-12-08presentYes
FIRST ALLIED ADVISORY SERVICES, INC.2018-09-172020-09-15
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2014-06-122018-09-07
TD AMERITRADE, INC.2014-06-122018-09-07

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