Nicholas Groman

Nicholas Groman is an investment adviser representative (IAR) with state registration records since 2015, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (6)

FirmFromToCurrent
LPL FINANCIAL LLC2025-06-04presentYes
AVANTAX ADVISORY SERVICES2023-07-242025-06-09
HORAN SECURITIES, INC.2020-06-152023-07-19
MAI CAPITAL MANAGEMENT, LLC2019-07-152020-06-01
FIDELITY PERSONAL AND WORKPLACE ADVISORS2018-07-132018-11-23
STRATEGIC ADVISERS LLC2015-07-272018-07-13

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