James Howard is an investment adviser representative (IAR) with state registration records since 2015, appearing at 8 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2026-03-19 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2021-12-14 | 2026-03-19 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2019-08-27 | 2021-10-25 | — |
| TD AMERITRADE, INC. | 2018-04-13 | 2019-07-16 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2018-02-26 | 2019-07-16 | — |
| SCOTTRADE INVESTMENT MANAGEMENT | 2017-04-04 | 2018-02-26 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2015-09-28 | 2017-04-04 | — |
| BB&T SECURITIES, LLC | 2015-06-09 | 2015-09-14 | — |