MAX WU

MAX WU is an investment adviser representative (IAR) with state registration records since 2017, appearing at 4 firms. Currently registered with CAPITAL CLIENT GROUP, INC..

Registration history (4)

FirmFromToCurrent
CAPITAL CLIENT GROUP, INC.2021-06-29presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2018-11-202021-02-09
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2017-03-202018-11-27
TD AMERITRADE, INC.2017-03-202018-11-27

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