JAMES RAY GARZA is an investment adviser representative (IAR) with state registration records since 2018, appearing at 6 firms. Currently registered with VANGUARD ADVISERS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| VANGUARD ADVISERS, INC. | 2026-02-11 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2023-09-05 | 2025-06-12 | — |
| HARRISDIRECT LLC | 2020-07-30 | 2023-09-05 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2019-09-20 | 2020-08-07 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2018-05-04 | 2019-09-03 | — |
| TD AMERITRADE, INC. | 2018-05-04 | 2019-09-03 | — |