CATHERINE ELIZABETH FRANCIS

CATHERINE ELIZABETH FRANCIS is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with PRINCIPAL ADVISED SERVICES, LLC.

Registration history (3)

FirmFromToCurrent
PRINCIPAL ADVISED SERVICES, LLC2023-01-03presentYes
RAYMOND JAMES & ASSOCIATES, INC.2020-08-102021-02-05
MORGAN STANLEY SMITH BARNEY LLC2017-07-192020-01-23

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