DAK H SPIVEY is an investment adviser representative (IAR) with state registration records since 2018, appearing at 7 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 2025-08-06 | present | Yes |
| PROVENIO CAPITAL MANAGEMENT LLC | 2025-05-08 | 2025-08-18 | — |
| THECE WEALTH MANAGEMENT | 2024-11-07 | 2024-12-20 | — |
| CORIENT PRIVATE WEALTH LP | 2023-08-10 | 2024-11-27 | — |
| CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC | 2022-08-10 | 2023-06-29 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2020-06-09 | 2022-05-18 | — |
| UBS FINANCIAL SERVICES INC. | 2018-01-12 | 2020-05-26 | — |