DAVID THOMAS GAU

DAVID THOMAS GAU is an investment adviser representative (IAR) with state registration records since 2021, appearing at 4 firms. Currently registered with GREAT WATERS WEALTH MANAGEMENT.

Registration history (4)

FirmFromToCurrent
GREAT WATERS WEALTH MANAGEMENT2026-02-02presentYes
STRATEGIC ADVISERS LLC2025-03-312025-10-29
FIDELITY PERSONAL AND WORKPLACE ADVISORS2022-11-232025-03-31
AMERIPRISE FINANCIAL SERVICES, LLC2021-06-212022-10-05

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