THOMAS WENDELL OTTEN is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | 2015-01-02 | present | Yes |
| FIRST ALLIED ADVISORY SERVICES, INC. | 2012-06-13 | 2015-01-05 | — |
| FIRST ALLIED SECURITIES, INC. | 2009-12-17 | 2012-07-02 | — |
| AVISEN ADVISORS, LLC | 2007-10-03 | 2009-11-18 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2005-11-18 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2003-06-20 | 2003-07-01 | — |