ALLEN DALE SMITH is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with OSAIC INSTITUTIONS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC INSTITUTIONS, INC. | 2012-12-13 | present | Yes |
| LPL FINANCIAL LLC | 2012-05-17 | 2012-11-15 | — |
| SORRENTO PACIFIC FINANCIAL, LLC | 2009-10-05 | 2011-09-30 | — |
| CUSO FINANCIAL SERVICES, L.P. | 2007-03-12 | 2007-10-26 | — |