David L Allen

David L Allen is an investment adviser representative (IAR) with state registration records since 2000, appearing at 9 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..

Registration history (9)

FirmFromToCurrent
RAYMOND JAMES & ASSOCIATES, INC.2022-11-21presentYes
VIVALDI CAPITAL MANAGEMENT LP2020-11-202022-11-29
CORNERSTONE WEALTH MANAGEMENT2019-10-032020-10-28
NOVA FINANCIAL SERVICES2017-03-162019-09-03
KESTRA PRIVATE WEALTH SERVICES, LLC2011-11-282017-04-19
MORGAN STANLEY SMITH BARNEY LLC2009-06-012011-12-08
MORGAN STANLEY & CO. LLC2008-04-072009-06-01
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2005-09-082008-04-10
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2000-01-212005-08-24

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