THOMAS DU is an investment adviser representative (IAR) with state registration records since 2023, appearing at 4 firms. Currently registered with HILLTOP SECURITIES INC., MOMENTUM INDEPENDENT NETWORK INC., HILLTOP SECURITIES ASSET MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| HILLTOP SECURITIES ASSET MANAGEMENT, LLC | 2024-05-22 | present | Yes |
| MOMENTUM INDEPENDENT NETWORK INC. | 2024-05-22 | present | Yes |
| HILLTOP SECURITIES INC. | 2024-05-22 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2023-05-17 | 2024-06-04 | — |