SUSAN TANNER CUMMINGS is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2011-01-06 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2010-12-22 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2007-04-13 | 2009-10-23 | — |
| UBS FINANCIAL SERVICES INC. | 2003-01-22 | 2007-05-03 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2000-11-20 | 2003-01-24 | — |