ROBERT MORTIMER is an investment adviser representative (IAR) with state registration records since 1998, appearing at 6 firms. Currently registered with B. RILEY WEALTH ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | 2022-07-26 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2006-08-12 | 2010-05-20 | — |
| PIPER SANDLER & CO. | 2005-04-18 | 2006-08-12 | — |
| A. G. EDWARDS & SONS, INC. | 2004-01-06 | 2005-04-19 | — |
| J. B. HANAUER & CO. | 2003-04-09 | 2004-01-02 | — |
| RBC CAPITAL MARKETS, LLC | 1998-08-03 | 2003-04-23 | — |