KATHLEEN MARIE ROTH is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with J. W. COLE ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| J. W. COLE ADVISORS, INC. | 2026-05-14 | present | Yes |
| OSAIC WEALTH, INC. | 2024-10-11 | 2026-05-18 | — |
| AMERICAN PORTFOLIOS ADVISORS, INC | 2021-07-06 | 2024-10-11 | — |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2011-05-31 | 2021-07-09 | — |
| ENSEMBLE FINANCIAL SERVICES, INC. | 2009-09-09 | 2011-05-31 | — |
| WATERSTONE FINANCIAL GROUP, INC. | 2007-04-10 | 2009-08-17 | — |