GUGGENHEIM ACTIVE ALLOC FD COMMON STOCK is a security (CUSIP 40170T106) tracked across SEC portfolio filings. 48 institutional managers reported $160.9M on Form 13F as of 2026-06-30; 2 registered fund positions totaling $23.0M via N-PORT as of 2026-05-29.
Showing 15 of 48 managers by value.
| Manager | Location | Value | Shares |
|---|---|---|---|
| MORGAN STANLEY | NEW YORK, NY | $43.2M | 2,838,748 |
| GUGGENHEIM CAPITAL LLC | Chicago, IL | $14.5M | 950,000 |
| BANK OF AMERICA CORP /DE/ | CHARLOTTE, NC | $13.9M | 914,964 |
| Atlas Wealth LLC | CINCINNATI, OH | $13.6M | 848,495 |
| Pathstone Holdings, LLC | ENGLEWOOD, NJ | $13.5M | 888,872 |
| Advisors Asset Management, Inc. | Monument, CO | $12.2M | 804,347 |
| Baird Financial Group, Inc. | MILWAUKEE, WI | $11.1M | 730,304 |
| RAYMOND JAMES FINANCIAL INC | ST. PETERSBURG, FL | $10.8M | 708,954 |
| Royal Bank of Canada | TORONTO, A6 | $7.6M | 500,014 |
| WELLS FARGO & COMPANY/MN | SAN FRANCISCO, CA | $4.5M | 296,593 |
| Steward Partners Investment Advisory, LLC | NEW YORK, NY | $2.3M | 150,120 |
| Kestra Advisory Services, LLC | AUSTIN, TX | $1.6M | 100,518 |
| Closed-End Fund Advisors, Inc. | RICHMOND, VA | $1.3M | 80,586 |
| Focus Partners Wealth | ST LOUIS, MO | $1.2M | 75,699 |
| STIFEL FINANCIAL CORP | ST. LOUIS, MO | $732K | 48,126 |
| Fund | Registrant | Value | % of fund |
|---|---|---|---|
| Guggenheim Strategic Opportunities Fund | Guggenheim Strategic Opportunities Fund | $15.4M | 64.10% |
| Cohen & Steers Closed-End Opportunity Fund, Inc. | Cohen & Steers Closed-End Opportunity Fund, Inc. | $7.6M | 211.40% |