Full text of NEWMARK SECURITIES, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **NEWMARK** # **NEWMARK SECURITIES, LLC** STATEMENT OF FINANCIAL CONDITION NEWMARK SECURITIES, LLC December 31, 2021 With Report oflndependent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORMX-17A-5 PART** III **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-**7 **under the Securities Exchange Act of 1934** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70554 | FILING FOR THE PERIOD BEGINNING_--'O-=l/'""""O=l/=2=--1 | | MM/DD/YY | ___<br>AND ENDING -~1=2"--"/3'""""1'""""/2'"""1 | __<br>MM/DD/YY | | |------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------------------------------------------------|-------------------------------------------------|---------------------|--| | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Newmark Securities LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 125 PARK AVENUE | | | | | | | | | (No. and Street) | | | | | New York | New York | | | 10017 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Kenneth Paulson | 212-294-7922 | | | KPaulson@cantor.com | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | | | | (Name -if individual, state last, first, and middle name) | | | | | One Manhattan West, 401 9th Avenue<br>(Address) | New York<br>(City) | | New York<br>(State) | 10001<br>(Zip Code) | | | 10/20/2003 | | | | 42 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement…Read the full text as markdown