Full text of NEWMARK SECURITIES, LLC's X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # NEWMARK # **NEWMARK SECURITIES, LLC** S TATEMENT OF F INANCIAL C ONDITION NEWMARK SECURITIES, LLC December 31, 2024 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** OMB Number: 3235-0123 Expires: Nov 30, 2026 Estimated average burden hours per response: 12 OMB APPROVAL SEC FILE NUMBER 8-70554 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |-----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------|---------------------| | FILING<br>FOR<br>THE<br>PERIOD | BEGINNING<br>01/01/24 | AND<br>ENDING | 12/31/24 | | | MM/DD/YY | | MM/DD/YY | | | REGISTRANT<br>A. | IDENTIFICATION | | | NAME<br>OF<br>FIRM:<br>Newmark Securities, LLC | | | | | TYPE<br>OF<br>REGISTRANT<br>(check | all<br>applicable<br>boxes): | | | | ;Broker-dealer<br>տSecurity-based<br>܆ Check here if respondent is also an OTC derivatives dealer | swap<br>dealer | տMajor<br>security-based | swap participant | | ADDRESS<br>OF<br>PRINCIPAL | PLACE OF<br>BUSINESS: | (Do not<br>use a<br>P.O. box<br>no.) | | | 125 PARK AVENUE | | | | | | (No. and Street) | | | | New York | New York | | 10017 | | (City) | (State) | | (Zip Code) | | PERSON<br>TO<br>CONTACT<br>WITH | REGARD TO<br>THIS | FILING | | | Kenneth Paulson | 212-294-7922 | | KPaulson@cantor.com | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | ACCOUNTANT<br>B. | IDENTIFICATION | | | INDEPENDENT<br>PUBLIC<br>Ernst & Young LLP | ACCOUNTANT<br>whose<br>reports | are<br>contained<br>in<br>this | filing* | | | (Name – if individual, state last, first, and middle name) | | | | | | | | | One Manhattan West, 401 9th Avenue<br>(Address) | New York<br>(City) | New York<br>(State) | 10001<br>(Zip Code) | | 10/20/2003 | | | 42 | #### **FOR OFFICIAL USE ONLY** (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption.…Read the full text as markdown