Full text of NEWMARK SECURITIES, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # NEWMARK # NEWMARK SECURITIES, LLC STATEMENT OF FINANCIAL CONDITION NEWMARK SECURITIES, LLC December 31, 2025 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL OMB Approval OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70554 # REPORTS FORM X-17A-5 PART III ## FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/25<br>MM/DD/YY | AND ENDING | 12/31/25<br>MM/DD/YY | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------------|----------------------|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Newmark Securities, LLC. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>_ Security-based swap dealer<br>L Check here if respondent is also an OTC derivatives dealer | | _ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>125 PARK AVENUE | | | | | | | | (No. and Street) | | | | | | New York | New York | | 10017 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Kenneth Paulson | 212-294-7922 | | KPaulson@cantor.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | One Manhattan West, 401 9th Avenue | New York | New York | 10001 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | | 42 | | | | (Date of Registration with PCAOB) (if applicable) | | (PCAOB Registration Number) (if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exempt…Read the full text as markdown