Full text of NEWMARK SECURITIES, LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **NEWMARK** ## **NEWMARK SECURITIES, LLC** STATEMENT OF FINANCIAL CONDITION NEWMARK SECURITIES, LLC December 31, 2022 With Report oflndependent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART** III **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burdeu hours per response: 12 SEC FILE NUMBER 8-70554 ## **Information Required Pursuant to Rules 17 a-5, 17 a-12, and 18a-**7 **under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING\_~O~l~/O~l~/2=2 \_\_\_ .AND ENDING -~1=2~/3~1=/2=2 \_\_ *MMIDDNY MMIDDNY* **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Newmark Securities LLC TYPE OF REGISTRANT (check all applicable boxes): 0Broker-dealer Security-based swap dealer Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 125 PARK AVENUE New York (City) (No. and Street) New York (State) **PERSON TO CONTACT WITH REGARD TO THIS FILING** Kenneth Paulson 212-294-7922 (Name) (Area Code- Telephone Number) **B. ACCOUNTANT IDENTIFICATION** 10017 (Zip Code) KPaulson@cantor.com (Email Address) #### INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* | Ernst & Young LLP<br>(Name - if individual, state last, first, and middle name) | | | | | |---------------------------------------------------------------------------------|----------|--------------------------------------------|------------|--| | One Manhattan West 401 9th Avenue | New York | New York | 10001 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | | 42 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See l 7CFR 240. l 7a-5( e )(1 )(ii), if applicable. {2}------------------------------------------------ #### **AFFIRMATION** I, Kenneth Paulson, affirm that, to the best of my knowledge and belief, the accompanying statement of financial condition pertaining to Newmark Securities, LLC…Read the full text as markdown