D.A. DAVIDSON & CO. X-17A-5 (2017-11-28) — Broker-dealer annual report

Full text of D.A. DAVIDSON & CO.'s X-17A-5 filed 2017-11-28 (period 2017-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0000027182 XXXXXXXX LIVE true false false 10-01-2016 09-30-2017 Broker-dealer N D.A. DAVIDSON & CO. 8 THIRD STREET NORTH GREAT FALLS MT 59401-3104 Justine Zadick 406-268-3158 Crowe Horwath LLP 488 Madison Ave Floor 2 New York NY 10022 Certified Public Accountant Thomas Nelson D.A. DAVIDSON & CO. 09-30-2017 Security amounts of principal officers and directors that are classified as customer accounts (debits $112,133, credits $440,004). Tom Nelson Cheif Financial Officer, Executive Vice President Y

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