D.A. DAVIDSON & CO. X-17A-5 (2019-11-26) — Broker-dealer annual report

Full text of D.A. DAVIDSON & CO.'s X-17A-5 filed 2019-11-26 (period 2019-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0000027182 XXXXXXXX LIVE true false false 10-01-2018 09-30-2019 Broker-dealer N D.A. DAVIDSON & CO. 8 THIRD STREET NORTH GREAT FALLS MT 59401-3104 Doug Nicholson 4067917284 Crowe LLP 488 Madison Ave, Suite 1200 New York NY 10022 Certified Public Accountant Scott Witeby D.A. DAVIDSON & CO. 09-30-2019 Security amounts of principal officers and directors that are classified as customer accounts (debits $0, credits $149,533). Scott Witeby Chief Financial Officer, Senior Vice President Y

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