D.A. DAVIDSON & CO. X-17A-5 (2018-11-28) — Broker-dealer annual report

Full text of D.A. DAVIDSON & CO.'s X-17A-5 filed 2018-11-28 (period 2018-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0000027182 XXXXXXXX LIVE true false false 10-01-2017 09-30-2018 Broker-dealer N D.A. DAVIDSON & CO. 8 THIRD STREET NORTH GREAT FALLS MT 59401-3104 Doug Nicholson 4067917284 Crowe LLP 488 Madison Ave, Suite 1200 New York NY 10022 Certified Public Accountant Thomas Nelson D.A. DAVIDSON & CO. 09-30-2018 Security amounts of principal officers and directors that are classified as customer accounts (debits $280,464, credits $2,428,744). Tom S Nelson Chief Financial Officer, Executive Vice President Y

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)