Full text of D.A. DAVIDSON & CO.'s X-17A-5 filed 2016-11-29 (period 2016-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0000027182 XXXXXXXX 008-02399 LIVE true true false 10-01-2015 09-30-2016 Broker-dealer N D.A. DAVIDSON & CO. 8 THIRD STREET NORTH GREAT FALLS MT 59401-3104 Doug Nicholson 406-791-7284 Crowe Horwath LLP 488 Madison Ave New York NY 10022 Certified Public Accountant Thomas Nelson D.A. DAVIDSON & CO. 09-30-2016 Security amounts of principal officers and directors that are classified as customer accounts (debits $36,193, credits $569,432). Thomas Nelson CFO, Executive Vice President Y
Read the full text as markdown