Full text of COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.'s X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDlTION Columbia Management Investment Distributors, Inc. SEC File Number: 8-25845 December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECU RITI £5 AND EXCHANGE COMMISSION Washington, D.C. 20549** | OMO APPROVAL | |--------------------------| | 0MB Numb~r: 3235-0123 | | E~plres: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 8-25845 | |---------| | | **FACING PAGE** **Information Required Pursuant to Rules l7a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01/01/202 | --------- | AND ENDING 12/31/2022 | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | | MM/DD /Y Y | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Columbia Management Investment Distributors, Inc | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | 0 Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 225 Franklin Street | | | | | | (No. and Street) | | | | Boston | MA | | 02110-2804 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jason Bartylla | 612-671-2041 | | jason.bartylla@ampf.com | | (Name) | (Area Code -Telephone Number) | I Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Pricewaterho useCoopers, L LP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name-if individual, state last, first, and middle name) | | | | One North Wacker Dr.<br>(Address) | Chicago<br>(City) | IL<br>(State) | 60606<br>(Zip Code) | | | | | | | 10/20/2003<br>(Date of R_eglstratlon with PCAOB)(if applicable) | | 238 | (PCAOB Registration Number, if applicable} | | | FOR OFFICIAL USE ONLY | | | | | | | | | | • Claims for exemption from the rnquirement that the annual reports be covered by the reports of an inde…Read the full text as markdown