Full text of COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### STATEMENT O F FINANCIAL CONDITION Columbia Management Investment Distributors, Inc. SEC File Number: 8-25845 December 31, 2020 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 ### **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | | | 8-25845 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING ___ o_ 1_ I0_1_I_20_ | | _20 ___ AND END!NG<br>__ | _2_0 __<br>I2_0_<br>1_2/_3_1<br>_ | | |-------------------------------------------------------------------------------------------|-----------------------------------------------------------|--------------------------|-----------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Columbia Management Investment Distributors, Inc | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 225 Franklin Street | | | | | | | (No. and Street) | | | | | Boston | MA | 02 | 1 10-2804 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Michael Mattox | | | 612-678-0262 | | | | | | (Area Code -<br>Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | PricewaterhouseCoopers, LLP | | | | | | | (Name -<br>(( individual. state last, first, middle name) | | | | | One North Wacker Dr. | Chicago | IL | 60606 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I✓ I<br>certified Public Accountant | | | | | | □<br>Public Accountant | | | | | | | | | | | | □<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims.for exemption.from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement off acts and circumstances relied on as the basis for the exemption. See Secti…Read the full text as markdown